You asked. We answered. What is FINRA? Learn more ▶️ https://bit.ly/3RN56j7 #FINRA101 | FINRA

This #WorldInvestorWeek, revisit expert insights from President of the FINRA Foundation, Gerri Walsh, in this encore episode of #FINRAUnscripted. Originally released in January, Gerri's practical advice for investors at all levels remains as relevant as ever—from building smart investing habits and setting goals to avoiding common pitfalls and making informed financial decisions. 🎧 Listen to the episode here: https://bit.ly/4nIwtcW= | FINRA

Millions of dollars are stolen each year from hard-working individuals through relationship and romance scams. In this episode of #FINRAUnscripted, two victims bravely share the financial, mental and emotional toll they experienced at the hands of scammers. Learn how they worked to recover from their losses and discover the red flags so you can spot the difference between #DatingOrDefrauding. Listen here 🎧 https://bit.ly/3BGO01K | FINRA

On this episode of #FINRAUnscripted we get the inside scoop on FINRA's Membership Application Program (MAP) from the programs VP, Cindy Foster. Tune in to gain insights on it's role as the first touchpoint for firms entering the broker-dealer industry, and standards of admission. Listen here : https://bit.ly/46zTNBE | FINRA | Facebook

On the latest episode of #FINRAUnscripted, we meet Bill St. Louis, FINRA's new EVP and Head of Enforcement, to learn more about the man at the helm and what's on the horizon for Enforcement in the new year. Listen here 🎧 https://bit.ly/3OA5cts | FINRA

On the latest episode of #FINRAUnscripted, three leaders from FINRA's Exam program join us for a deep dive into how our Examination program works and what firms can expect during routine firm exams. Listen here 🎧 https://bit.ly/3JcLpO9 | FINRA