Stifel was liable for and shall pay Knall and three other advisors $7 million in attorneys’ fees and is also liable and pay Lee Equity Partners, who was not named in the matter, $121,000 for ...

A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading investors by pitching a product as less risky than it actually was, as ...

The first three months of 2025 comprised a quarter to forget for Stifel Financial (NYSE: SF). On March 13 and March 17, the company was on the losing end of two separate lawsuits. In the first ...

A three-person arbitration panel overseen by Finra Dispute Resolution Services stunned the financial advice industry on Wednesday and awarded clients of Stifel Financial Corp. $132.5 million in ...

Stifel, Nicolaus & Company, Inc., has been ordered by a Finra arbitration panel to pay a family of four investors more than $132 million for breach of fiduciary and negligence tied to risky ...