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The SEC had said it was “misleading” to have Apollo’s name on the ETF, given Apollo does not have an obligation to sell any debt to the fund and it’s not an adviser or sponsor. The fund ...

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In a letter sent Thursday to Boston-based State Street, the SEC raised several issues with the name, including the fact that Apollo isn’t obliged to offer investments for the Fund to buy.

The US Securities and Exchange Commission expressed concerns over a much-anticipated private credit exchange-traded fund from Wall Street giants State Street Corp. and Apollo Global Management Inc., ...

A State Street representative said they have received the SEC’s inquiry and will respond, but declined to comment further. And a spokesperson for Apollo said “we saw a significant volume of shares ...

Representatives for Apollo and State Street declined to comment. Brent Fields, the associate director of the SEC’s division of investment management, said in the filing that the SEC has ...

Roula Khalaf, Editor of the FT, selects her favourite stories in this weekly newsletter. Wall Street’s top securities regulator has raised concerns about a private credit exchange traded fund ...