A response posted to the US Securities and Exchange Commission’s Crypto Task Force page echoed concerns raised by Ripple that speculation alone should not automatically subject cryptocurrencies to ...
For a second day, the developer Brian Watson emotionally detailed Wednesday how allegations that he defrauded investors have ...
“The longer the shutdown extends the more opportunity there is for problems,” said former U.S. Securities and Exchange Commission attorney Ryan Adams. U.S. Securities and Exchange Commission staff ...
A complaint was recently filed by 18 state attorneys general and the DeFi Education Fund against the US Securities and Exchange Commission (SEC), alleging that the agency is exceeding its authority by ...
A group of Republican state attorneys general has sued the Securities and Exchange Commission over the agency’s regulatory approach toward digital assets. The lawsuit was filed late Thursday with a ...
District Court finds SEC acted in bad faith and orders it to pay defendant’s attorney fees partially
On March 18, the U.S. District Court in Utah ordered the SEC to pay a defendant’s attorney fees and legal costs partially after the Commission was found to have engaged in “gross abuse” and acted in ...
It is hard to imagine that there is a brokerage or advisory compliance official or c-suite executive who hasn’t had at least one sleepless night worrying about whether or not their firm would pass ...
Former SEC attorneys are warning dual-registrant brokerage firms to brace for a crackdown over their recommendation of more expensive brokerage accounts—enforcement they say may rival the regulator’s ...
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