A recent enforcement action against two affiliated wealth management businesses raises concerns over whether and how other registered investment advisers will be subject to sanctions for issues that ...

As previewed, below we examine several management fee offset-related SEC enforcement actions (a topic we have previously written about). Although the summaries also highlight certain remedial actions ...

The trend of hospitals, particularly rural and critical access hospitals, entering into management agreements with related health systems, specialized hospital management companies or larger health ...

Compass Diversified Holdings restructured its management fee structure to include a base management fee and an incentive management fee, potentially aligning management's interests more closely with ...