On April 8, 2025, then Acting Chairman Mark T. Uyeda of the U.S. Securities and Exchange Commission (“SEC”), highlighted in remarks before the Annual Conference on Federal and State Securities ...

FINRA proposes a new rule to simplify requirements in Rules 3270 and Rule 3280, aiming to reduce unnecessary burdens. The structure of Proposed FINRA Rule 3290 requires prior written notice for ...

AGNC Investment Corp. outlook: falling rates may lift book value as MBS reprice. Click for this updated look at AGNC stock ...

A well-diversified investment portfolio is a cornerstone of any long-term financial plan. While some investors choose to select individual securities — such as stocks and bonds — and ...

It's been roughly a week since TIAA Wealth Management announced a partnership adding a securities-backed line of credit to the services it offers. And according to one of its leaders, that move ...

Brookfield Infrastructure grew its per unit FFO by 4 cents over its year-ago comp during its fiscal 2025 first quarter. Long-term contracted cash flows, inflation indexation, and broad geographic and ...

National Bank Holdings Corporation sold $130 million in investment securities to enhance future earnings, incurring a $5 million loss. National Bank Holdings Corporation (NBHC) announced the sale of ...

KeyCorp said that it will register an after-tax loss of approximately $700 million following the sale of $7 billion of low-yielding investment securities, according to a public filing on Monday, Sept.

The Financial Industry Regulatory Authority Inc. settled that matter with Robinhood. On Tuesday, Finra reached settlements totaling $2.6 million in fines and restitution with four mobile apps and ...

SEOUL, South Korea & TAIPEI, Taiwan--(BUSINESS WIRE)--Qraft Technologies, a leading invest-tech company developing artificial intelligence solutions, proudly announces a strategic technical ...