Stifel ordered to pay $132 million for allegedly misleading investor on risky structured notes
A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading ...
Financial Advisor16h
Stifel Ordered To Pay Nearly $133M To Family Over Risky Structured Notes
A Finra panel ruled the firm's conduct overconcentrated the family in structured notes and limited industries.