Stifel ordered to pay $132 million for allegedly misleading investor on risky structured notes
A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading ...
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Stifel Ordered To Pay Nearly $133M To Family Over Risky Structured Notes
A Finra panel ruled the firm's conduct overconcentrated the family in structured notes and limited industries.